Chicago Stock Exchange

Results: 1432



#Item
711United States Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / Email / U.S. Securities and Exchange Commission / Constitutional amendment / Financial regulation / United States / Chicago Stock Exchange / United States securities law / 73rd United States Congress

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring its Participants to Provide Electronic Mail Addresses to the Exchange; Rel. No[removed], File No. SR-CHX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-09-09 15:01:15
712U.S. Securities and Exchange Commission / Economy of the United States / Financial regulation / United States / United States securities law / Chicago Stock Exchange / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]May 18, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exc

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Source URL: www.sec.gov

Language: English - Date: 2004-05-19 07:14:25
71373rd United States Congress / Chicago Stock Exchange / Economy of the United States / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / United States / United States Securities and Exchange Commission / United States securities law / Self-regulatory organizations

SECURITIES AND EXHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]March 29, 2004 Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Order Granting Approval to Proposed Rule Change and Am

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Source URL: www.sec.gov

Language: English - Date: 2004-03-31 08:11:11
714United States Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / United States / United States securities law / Chicago Stock Exchange / 73rd United States Congress

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-03-13 17:12:52
715Self-regulatory organizations / Chicago Stock Exchange / Economy of the United States / Financial regulation / United States / Securities Exchange Act / Demutualization / Securities Act / Securities regulation in the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - SR-CHX[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-11-05 17:02:24
716Finance / Floor broker / Order / Securities Exchange Act / Philadelphia Stock Exchange / Short / Chicago Board Options Exchange / Financial markets / Financial economics / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders; Rel. No[removed], File No. SR-Phlx[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-08-03 17:06:38
717Financial economics / Financial system / Business / 73rd United States Congress / United States Securities and Exchange Commission / Chicago Stock Exchange / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Financial regulation

Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System; Rel. No[removed], File No. SR-CH

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Source URL: www.sec.gov

Language: English - Date: 2005-10-28 15:22:39
718Chicago Stock Exchange / Economy of the United States / Securities Exchange Act / Depository Trust & Clearing Corporation / Securities regulation in the United States / ACT / U.S. Securities and Exchange Commission / Securities Commission / Securities and Exchange Commission / Self-regulatory organizations / Financial economics / Financial system

Notice of Filing of Proposed Rule Change Regarding Suspension of a Participant’s Trading Privileges on the Exchange

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Source URL: www.sec.gov

Language: English - Date: 2011-12-29 10:01:54
719Business law / Corporations law / Private law / Law / Self-regulatory organizations / Chicago Stock Exchange / Business

Microsoft Word - SR-CHX[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-12-21 17:27:30
720United States Securities and Exchange Commission / Financial economics / Financial markets / 73rd United States Congress / Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / NASDAQ / Chicago Stock Exchange / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-12-20 12:27:29
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